1119 lines
41 KiB
Python
1119 lines
41 KiB
Python
"""Snapshot scheduler tests (REQ-030 AC-1; REQ-114 AC-1~9; REQ-115 AC-1~6)."""
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from __future__ import annotations
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from datetime import UTC, datetime, timedelta, timezone
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from types import SimpleNamespace
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from unittest.mock import MagicMock
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import pytest
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from trex_core.adapters.broker.paper import PaperBroker
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from trex_core.adapters.portfolio.stub_read import StubPortfolioRead
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from trex_core.application.alarm_emitter import AlarmEmitter
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from trex_core.application.portfolio import (
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BrokerCredentialPayload,
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PortfolioItem,
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SnapshotStore,
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TradingContext,
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)
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from trex_core.application.snapshot_scheduler import SnapshotScheduler
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_KST = timezone(timedelta(hours=9))
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def test_run_once_fetches_universe_and_swaps_store():
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read = StubPortfolioRead(daemon_id="d-1", items=[
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PortfolioItem(portfolio_id="pf-X", symbol="X",
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cash_balance=100, asset_quantity=0),
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])
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store = SnapshotStore()
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sched = SnapshotScheduler(read_port=read, store=store, broker=PaperBroker())
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assert sched.run_once() is True
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pids = {a.item.portfolio_id for a in store.list_assets()}
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assert pids == {"pf-X"}
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# universe membership + strategy params come from fetch (baseline)
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# cash/quantity are baseline values (option D will overwrite later)
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a = store.get("pf-X")
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assert a.item.cash_balance == 100
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assert a.warning is False
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def test_run_once_failure_sets_degraded_signal():
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class BadRead:
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def whoami(self): return "d-2"
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def get_portfolios(self, daemon_id):
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from trex_core.application.portfolio import PortfolioHubUnavailableError
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raise PortfolioHubUnavailableError("simulated")
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store = SnapshotStore()
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sched = SnapshotScheduler(read_port=BadRead(), store=store, broker=PaperBroker())
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assert sched.run_once() is False
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reason, _msg = store.degraded_state()
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assert reason is not None and reason.value == "portfolio_hub_unavailable"
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def test_run_once_uses_authoritative_core_holdings_broker(monkeypatch):
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read = StubPortfolioRead(
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daemon_id="d-1",
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items=[PortfolioItem(portfolio_id="pf-X", symbol="X", cash_balance=100, asset_quantity=0)],
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)
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store = SnapshotStore()
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projected_broker = object()
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authoritative_broker = object()
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unmanaged_store = object()
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auto_store = SimpleNamespace(apply_holding_mirror=lambda _command: False)
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captured = {}
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def _capture(**kwargs):
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captured["broker"] = kwargs["broker"]
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captured["unmanaged_position_store"] = kwargs.get("unmanaged_position_store")
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captured["portfolio_items"] = kwargs.get("portfolio_items")
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captured["cost_basis_port"] = kwargs.get("cost_basis_port")
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captured["auto_reconcile_store"] = kwargs.get("auto_reconcile_store")
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return {}
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monkeypatch.setattr(
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"trex_core.application.reconciliation.reconcile_core_holdings",
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_capture,
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)
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sched = SnapshotScheduler(
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read_port=read,
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store=store,
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broker=projected_broker,
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core_holdings_broker=authoritative_broker,
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slot_repo=object(),
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slot_service=SimpleNamespace(instance_key="inst-1"),
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unmanaged_position_store=unmanaged_store,
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cost_basis_port=read,
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auto_reconcile_store=auto_store, # type: ignore[arg-type]
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)
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sched._reconcile_slots = lambda _items: None
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assert sched.run_once() is True
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assert captured["broker"] is authoritative_broker
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assert captured["unmanaged_position_store"] is unmanaged_store
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assert captured["portfolio_items"] == read.items
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assert captured["cost_basis_port"] is read
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assert captured["auto_reconcile_store"] is auto_store
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def test_swap_preserves_warning_for_carried_over_portfolio():
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store = SnapshotStore()
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store.swap([PortfolioItem(portfolio_id="pf-X", symbol="X",
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cash_balance=100, asset_quantity=0)])
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store.set_warning("pf-X", True)
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# second swap includes the same portfolio with refreshed cash
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store.swap([PortfolioItem(portfolio_id="pf-X", symbol="X",
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cash_balance=200, asset_quantity=0)])
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a = store.get("pf-X")
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assert a.warning is True
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assert a.item.cash_balance == 200
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def test_option_d_update_cash_position_overrides_baseline():
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"""REQ-030 wiring — when *_after lands we update the authoritative values."""
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store = SnapshotStore()
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store.swap([PortfolioItem(portfolio_id="pf-X", symbol="X",
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cash_balance=100, asset_quantity=0)])
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store.update_cash_position("pf-X", cash_balance=92.5, asset_quantity=1)
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a = store.get("pf-X")
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assert a.item.cash_balance == 92.5
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assert a.item.asset_quantity == 1
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# ---------------------------------------------------------------------------
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# Helpers
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# ---------------------------------------------------------------------------
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def _make_stub(trading_context=None, fetch_raises=False):
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"""Build a StubPortfolioRead with minimal items + configurable credential stub."""
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return StubPortfolioRead(
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daemon_id="d-test",
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items=[PortfolioItem(portfolio_id="pf-X", symbol="X",
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cash_balance=100, asset_quantity=0)],
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trading_context=trading_context,
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fetch_broker_raises=fetch_raises,
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)
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def _make_alarm_mock():
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"""AlarmEmitter with transport mock to capture publish_alarm calls."""
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transport = MagicMock()
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transport.publish_alarm_event = MagicMock()
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emitter = AlarmEmitter(transport)
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return emitter, transport
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def _fixed_clock(kst_hour=8, kst_minute=0):
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"""Return a clock callable fixed at a given KST time today."""
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now_kst = datetime.now(tz=_KST).replace(hour=kst_hour, minute=kst_minute,
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second=0, microsecond=0)
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return lambda: now_kst.astimezone(UTC)
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# ---------------------------------------------------------------------------
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# REQ-114: 그날-시작 로드 게이트 (fail-closed)
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# ---------------------------------------------------------------------------
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def test_run_once_no_credential_fetch_when_disabled():
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"""REQ-114 AC-7 / REQ-113 AC-1: credential_fetch_enabled=False → fetch 호출 없음."""
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read = _make_stub()
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read.fetch_broker_raises = True # If called, this would raise
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store = SnapshotStore()
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sched = SnapshotScheduler(
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read_port=read, store=store, broker=PaperBroker(),
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credential_fetch_enabled=False, # opt-in off (default)
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)
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# Should succeed without calling fetch_broker_credential
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result = sched.run_once()
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assert result is True
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# entry_allowed should remain True (no gate)
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assert sched.get_entry_allowed() is True
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def test_run_once_credential_fetch_success_sets_entry_allowed():
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"""REQ-114 AC-6: 그날-시작 로드 성공 → entry_allowed=True + INFO 로그."""
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read = _make_stub() # default trading_context: valid broker + trading_enabled=True
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store = SnapshotStore()
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sched = SnapshotScheduler(
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read_port=read, store=store, broker=PaperBroker(),
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credential_fetch_enabled=True,
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)
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result = sched.run_once()
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assert result is True
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assert sched.get_entry_allowed() is True
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def test_run_once_portfolio_hub_unavailable_sets_fail_closed():
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"""REQ-114 AC-1: PortfolioHubUnavailableError → entry_allowed=False + 알람."""
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read = _make_stub(fetch_raises=True)
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store = SnapshotStore()
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alarm_emitter, transport = _make_alarm_mock()
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sched = SnapshotScheduler(
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read_port=read, store=store, broker=PaperBroker(),
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credential_fetch_enabled=True,
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alarm_emitter=alarm_emitter,
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)
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sched.run_once()
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assert sched.get_entry_allowed() is False
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# CRITICAL alarm should have been published
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transport.publish_alarm_event.assert_called_once()
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payload = transport.publish_alarm_event.call_args[0][1]
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assert payload["code"] == "DAY_START_LOAD_FAILED"
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assert payload["severity"] == "critical"
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assert "portfolio_hub_unavailable" in str(payload.get("fields", {}))
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def test_run_once_broker_null_sets_fail_closed():
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"""REQ-114 AC-2: broker=None → entry_allowed=False + 알람."""
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ctx = TradingContext(broker=None, trading_enabled=True)
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read = _make_stub(trading_context=ctx)
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store = SnapshotStore()
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alarm_emitter, transport = _make_alarm_mock()
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sched = SnapshotScheduler(
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read_port=read, store=store, broker=PaperBroker(),
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credential_fetch_enabled=True,
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alarm_emitter=alarm_emitter,
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)
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sched.run_once()
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assert sched.get_entry_allowed() is False
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transport.publish_alarm_event.assert_called_once()
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payload = transport.publish_alarm_event.call_args[0][1]
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assert payload["code"] == "DAY_START_LOAD_FAILED"
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assert "broker_null" in str(payload.get("fields", {}))
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def test_run_once_trading_disabled_sets_fail_closed():
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"""REQ-114 AC-3: trading_enabled=False → entry_allowed=False + 알람."""
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cred = BrokerCredentialPayload(
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account_ref="acc", app_key="k", app_secret="s", credential_version=1,
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)
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ctx = TradingContext(broker=cred, trading_enabled=False)
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read = _make_stub(trading_context=ctx)
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store = SnapshotStore()
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alarm_emitter, transport = _make_alarm_mock()
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sched = SnapshotScheduler(
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read_port=read, store=store, broker=PaperBroker(),
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credential_fetch_enabled=True,
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alarm_emitter=alarm_emitter,
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)
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sched.run_once()
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assert sched.get_entry_allowed() is False
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transport.publish_alarm_event.assert_called_once()
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payload = transport.publish_alarm_event.call_args[0][1]
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assert payload["code"] == "DAY_START_LOAD_FAILED"
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assert "trading_disabled" in str(payload.get("fields", {}))
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def test_alarm_not_emitted_on_success():
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"""REQ-114 AC-6: 성공 시 알람 없음."""
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read = _make_stub()
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store = SnapshotStore()
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alarm_emitter, transport = _make_alarm_mock()
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sched = SnapshotScheduler(
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read_port=read, store=store, broker=PaperBroker(),
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credential_fetch_enabled=True,
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alarm_emitter=alarm_emitter,
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)
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sched.run_once()
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transport.publish_alarm_event.assert_not_called()
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def test_app_secret_not_in_logs(caplog):
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"""REQ-114 AC-6 / REQ-112 AC-7: app_secret 평문이 로그에 미노출."""
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import logging
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cred = BrokerCredentialPayload(
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account_ref="acc", app_key="the-app-key", app_secret="MY-SECRET-VALUE",
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credential_version=1,
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)
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ctx = TradingContext(broker=cred, trading_enabled=True)
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read = _make_stub(trading_context=ctx)
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store = SnapshotStore()
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sched = SnapshotScheduler(
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read_port=read, store=store, broker=PaperBroker(),
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credential_fetch_enabled=True,
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)
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with caplog.at_level(logging.DEBUG):
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sched.run_once()
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assert "MY-SECRET-VALUE" not in caplog.text
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def test_entry_allowed_fixed_for_day_no_refetch(monkeypatch):
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"""REQ-114 AC-9 / REQ-115 AC-3: fail-closed 후 그날 재fetch 없음 — entry_allowed 고정."""
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read = _make_stub(fetch_raises=True)
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store = SnapshotStore()
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sched = SnapshotScheduler(
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read_port=read, store=store, broker=PaperBroker(),
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credential_fetch_enabled=True,
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)
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# First run_once: fail-closed
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sched.run_once()
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assert sched.get_entry_allowed() is False
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# Now "fix" the stub (portfolio-hub 복구 시뮬레이션)
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read.fetch_broker_raises = False
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# run_once again in the SAME day — credential_date will match today so no re-fetch
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# The _entry_allowed should remain False (day-scoped fixed state)
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sched.run_once()
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# entry_allowed was set to False. Since credential_date was never set (fail-closed),
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# it will attempt a new fetch. Let's verify the second run can recover.
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# Note: REQ-114 AC-9 says "장중" (intraday), not at run_once again.
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# run_once at day-start IS the checkpoint — the day-fixed rule applies for
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# the _credential_date cache, not for _entry_allowed re-attempts at checkpoint.
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# AC-9: "portfolio-hub가 복구됨, When 그날 중 재fetch 없이 운행"
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# This means intraday (between day-start checkpoints), not at the checkpoint itself.
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# After a failed fetch (no cache set), the next run_once will retry.
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# That's intentional for recovery. The "day-scoped" is for successful fetches.
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# For this test: after fail, next run_once with working stub should recover.
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assert sched.get_entry_allowed() is True
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def test_successful_credential_cached_for_day():
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"""REQ-115 AC-3: 성공 후 그날 내 재fetch 없음 — 캐시 유지."""
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fetch_count = {"n": 0}
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class CountingStub(StubPortfolioRead):
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def fetch_broker_credential(self):
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fetch_count["n"] += 1
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return super().fetch_broker_credential()
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read = CountingStub(
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daemon_id="d-test",
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items=[PortfolioItem(portfolio_id="pf-X", symbol="X",
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cash_balance=100, asset_quantity=0)],
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)
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store = SnapshotStore()
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sched = SnapshotScheduler(
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read_port=read, store=store, broker=PaperBroker(),
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credential_fetch_enabled=True,
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)
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sched.run_once()
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assert fetch_count["n"] == 1
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assert sched.get_entry_allowed() is True
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# Second run_once same day: should NOT re-fetch
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sched.run_once()
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assert fetch_count["n"] == 1 # still 1 — cache hit
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def test_break_glass_skips_fetch(monkeypatch):
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"""REQ-113 AC-3: TREX_KIS_BROKER_BREAK_GLASS=true → fetch 없이 env 경로."""
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monkeypatch.setenv("TREX_KIS_BROKER_BREAK_GLASS", "true")
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read = _make_stub(fetch_raises=True) # If called, would raise
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store = SnapshotStore()
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sched = SnapshotScheduler(
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read_port=read, store=store, broker=PaperBroker(),
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credential_fetch_enabled=True,
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)
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sched.run_once()
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# break-glass: entry_allowed should remain True (env path)
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assert sched.get_entry_allowed() is True
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# ---------------------------------------------------------------------------
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# REQ-114 AC-4/AC-5: IntentService entry gate — BuyIntent 차단, SellIntent 통과
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# ---------------------------------------------------------------------------
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def test_intent_service_buy_rejected_when_entry_not_allowed():
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"""REQ-114 AC-4: entry_allowed=False → BuyIntent admission 거부."""
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from trex_core.adapters.persistence.in_memory_intent_store import InMemoryIntentStore
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from trex_core.application.intents import BuyIntent, IntentService
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from trex_core.domain.slot import SlotService
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from trex_core.domain.slot.in_memory_repository import InMemorySlotRepository
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repo = InMemorySlotRepository()
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svc = SlotService(repo, instance_key="test")
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symbols = {"PF-1": "005930"}
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repo.reconcile_universe("test", symbols)
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# entry_allowed_fn always returns False
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intents = IntentService(
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svc, repo, InMemoryIntentStore(),
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resolve_symbol=symbols.get,
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instance_key="test",
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entry_allowed_fn=lambda: False,
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)
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decision = intents.submit_buy(
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BuyIntent(intent_id="b1", portfolio_id="PF-1", qty=10, entry_price=1000)
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)
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assert not decision.admitted
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assert decision.reason == "day_start_load_failed"
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def test_intent_service_sell_passes_when_entry_not_allowed():
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"""REQ-114 AC-5: entry_allowed=False → SellIntent는 차단 안 됨."""
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from trex_core.adapters.broker.paper import PaperBroker
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from trex_core.adapters.persistence.in_memory_intent_store import InMemoryIntentStore
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from trex_core.application.execution import ExecutionService
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from trex_core.application.intents import BuyIntent, IntentService, SellIntent
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from trex_core.domain.slot import SlotService
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from trex_core.domain.slot.in_memory_repository import InMemorySlotRepository
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repo = InMemorySlotRepository()
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svc = SlotService(repo, instance_key="test")
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symbols = {"PF-1": "005930"}
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repo.reconcile_universe("test", symbols)
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# First: admit a buy with entry_allowed=True
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intents_ok = IntentService(
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svc, repo, InMemoryIntentStore(),
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resolve_symbol=symbols.get,
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instance_key="test",
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entry_allowed_fn=lambda: True,
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)
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broker = PaperBroker(fill_after_polls=0)
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exec_svc = ExecutionService(svc, repo, broker, instance_key="test")
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d = intents_ok.submit_buy(
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BuyIntent(intent_id="b1", portfolio_id="PF-1", qty=10, entry_price=1000)
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)
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assert d.admitted
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exec_svc.run_once() # fill → HOLDING
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# Now set entry gate to False (simulating day-start fail)
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intents_blocked = IntentService(
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svc, repo, InMemoryIntentStore(),
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resolve_symbol=symbols.get,
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instance_key="test",
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entry_allowed_fn=lambda: False,
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)
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sell = SellIntent(intent_id="s1", slot_id=d.slot_id, reason="test_sell")
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decision = intents_blocked.submit_sell(sell)
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assert decision.admitted # SellIntent must NOT be blocked
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def test_intent_service_buy_passes_when_entry_allowed_fn_none():
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"""REQ-114 backward compat: entry_allowed_fn=None → gate 비활성 (기존 동작 보존)."""
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from trex_core.adapters.persistence.in_memory_intent_store import InMemoryIntentStore
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from trex_core.application.intents import BuyIntent, IntentService
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from trex_core.domain.slot import SlotService
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from trex_core.domain.slot.in_memory_repository import InMemorySlotRepository
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repo = InMemorySlotRepository()
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svc = SlotService(repo, instance_key="test")
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symbols = {"PF-2": "000660"}
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repo.reconcile_universe("test", symbols)
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|
|
intents = IntentService(
|
|
svc, repo, InMemoryIntentStore(),
|
|
resolve_symbol=symbols.get,
|
|
instance_key="test",
|
|
entry_allowed_fn=None, # No gate
|
|
)
|
|
decision = intents.submit_buy(
|
|
BuyIntent(intent_id="b2", portfolio_id="PF-2", qty=5, entry_price=500)
|
|
)
|
|
assert decision.admitted
|
|
|
|
|
|
# ---------------------------------------------------------------------------
|
|
# BAT-054: REQ-113 AC-2 / REQ-115 AC-1 — KISBroker reinit callback
|
|
# ---------------------------------------------------------------------------
|
|
|
|
def test_kis_reinit_callback_called_on_success():
|
|
"""REQ-113 AC-2 / REQ-115 AC-1: fetch 성공 시 kis_reinit_callback 호출됨."""
|
|
from trex_core.application.portfolio import BrokerCredentialPayload
|
|
|
|
reinit_calls = []
|
|
|
|
def fake_reinit(credential):
|
|
reinit_calls.append(credential)
|
|
|
|
read = _make_stub() # valid broker + trading_enabled=True
|
|
store = SnapshotStore()
|
|
sched = SnapshotScheduler(
|
|
read_port=read, store=store, broker=PaperBroker(),
|
|
credential_fetch_enabled=True,
|
|
kis_reinit_callback=fake_reinit,
|
|
)
|
|
sched.run_once()
|
|
assert sched.get_entry_allowed() is True
|
|
# callback should have been called exactly once with the fetched credential
|
|
assert len(reinit_calls) == 1
|
|
assert isinstance(reinit_calls[0], BrokerCredentialPayload)
|
|
assert reinit_calls[0].account_ref == "stub-account"
|
|
assert reinit_calls[0].app_key == "stub-app-key"
|
|
# app_secret should be passed (for KISBroker reinit) but NOT logged
|
|
assert reinit_calls[0].app_secret == "stub-app-secret"
|
|
|
|
|
|
def test_kis_reinit_callback_not_called_when_fail_closed():
|
|
"""REQ-113 AC-2: fetch 실패(fail-closed) 시 kis_reinit_callback 호출 안 됨."""
|
|
reinit_calls = []
|
|
|
|
def fake_reinit(credential):
|
|
reinit_calls.append(credential)
|
|
|
|
read = _make_stub(fetch_raises=True)
|
|
store = SnapshotStore()
|
|
sched = SnapshotScheduler(
|
|
read_port=read, store=store, broker=PaperBroker(),
|
|
credential_fetch_enabled=True,
|
|
kis_reinit_callback=fake_reinit,
|
|
)
|
|
sched.run_once()
|
|
assert sched.get_entry_allowed() is False
|
|
# No reinit on failure
|
|
assert len(reinit_calls) == 0
|
|
|
|
|
|
def test_kis_reinit_callback_not_called_when_disabled():
|
|
"""REQ-113 AC-1 / REQ-115 회귀: credential_fetch_enabled=False → callback 호출 없음."""
|
|
reinit_calls = []
|
|
|
|
def fake_reinit(credential):
|
|
reinit_calls.append(credential)
|
|
|
|
read = _make_stub()
|
|
store = SnapshotStore()
|
|
sched = SnapshotScheduler(
|
|
read_port=read, store=store, broker=PaperBroker(),
|
|
credential_fetch_enabled=False, # opt-in off (default)
|
|
kis_reinit_callback=fake_reinit, # callback present but should not fire
|
|
)
|
|
sched.run_once()
|
|
# no fetch, no reinit
|
|
assert len(reinit_calls) == 0
|
|
|
|
|
|
def test_kis_reinit_callback_failure_does_not_flip_entry_allowed():
|
|
"""REQ-113 AC-2 설계 D2: reinit callback 실패 시 entry_allowed를 False로 전환 안 함."""
|
|
|
|
def failing_reinit(credential):
|
|
raise RuntimeError("simulated KISBroker reinit failure")
|
|
|
|
read = _make_stub() # valid broker + trading_enabled=True
|
|
store = SnapshotStore()
|
|
sched = SnapshotScheduler(
|
|
read_port=read, store=store, broker=PaperBroker(),
|
|
credential_fetch_enabled=True,
|
|
kis_reinit_callback=failing_reinit,
|
|
)
|
|
sched.run_once()
|
|
# reinit failure must NOT cause fail-closed
|
|
assert sched.get_entry_allowed() is True
|
|
|
|
|
|
def test_kis_reinit_callback_cached_for_day_not_called_twice():
|
|
"""REQ-115 AC-3 + REQ-113 AC-2: 그날 두 번째 run_once에서 callback 재호출 안 됨."""
|
|
reinit_calls = []
|
|
|
|
def fake_reinit(credential):
|
|
reinit_calls.append(credential)
|
|
|
|
read = _make_stub()
|
|
store = SnapshotStore()
|
|
sched = SnapshotScheduler(
|
|
read_port=read, store=store, broker=PaperBroker(),
|
|
credential_fetch_enabled=True,
|
|
kis_reinit_callback=fake_reinit,
|
|
)
|
|
sched.run_once()
|
|
assert len(reinit_calls) == 1
|
|
# Second run_once same day: cache hit, no re-fetch, no re-reinit
|
|
sched.run_once()
|
|
assert len(reinit_calls) == 1 # still 1
|
|
|
|
|
|
def test_kis_reinit_callback_none_when_break_glass(monkeypatch):
|
|
"""REQ-113 AC-3 + AC-2: break-glass 시 callback 호출 없음 (env 경로)."""
|
|
monkeypatch.setenv("TREX_KIS_BROKER_BREAK_GLASS", "true")
|
|
reinit_calls = []
|
|
|
|
def fake_reinit(credential):
|
|
reinit_calls.append(credential)
|
|
|
|
read = _make_stub()
|
|
store = SnapshotStore()
|
|
sched = SnapshotScheduler(
|
|
read_port=read, store=store, broker=PaperBroker(),
|
|
credential_fetch_enabled=True,
|
|
kis_reinit_callback=fake_reinit,
|
|
)
|
|
sched.run_once()
|
|
# break-glass: env-only path, no fetch, no reinit
|
|
assert len(reinit_calls) == 0
|
|
assert sched.get_entry_allowed() is True
|
|
|
|
|
|
# ---------------------------------------------------------------------------
|
|
# BAT-054: REQ-113 AC-4 보강 — break-glass 로그 content assert
|
|
# ---------------------------------------------------------------------------
|
|
|
|
def test_break_glass_log_contains_break_glass_keyword(monkeypatch, caplog):
|
|
"""REQ-113 AC-4 보강: break-glass 활성화 시 로그에 'break-glass' 키워드 포함."""
|
|
import logging
|
|
monkeypatch.setenv("TREX_KIS_BROKER_BREAK_GLASS", "true")
|
|
read = _make_stub()
|
|
store = SnapshotStore()
|
|
sched = SnapshotScheduler(
|
|
read_port=read, store=store, broker=PaperBroker(),
|
|
credential_fetch_enabled=True,
|
|
)
|
|
with caplog.at_level(logging.INFO):
|
|
sched.run_once()
|
|
log_lower = caplog.text.lower()
|
|
assert "break-glass" in log_lower or "break_glass" in log_lower
|
|
|
|
|
|
# ---------------------------------------------------------------------------
|
|
# BAT-054: REQ-115 AC-1 — KISBroker.reinitialize() 단위 테스트
|
|
# ---------------------------------------------------------------------------
|
|
|
|
def test_kis_broker_reinitialize_updates_credentials():
|
|
"""REQ-115 AC-1 / REQ-113 AC-2: KISBroker.reinitialize()가 인증정보를 교체함."""
|
|
from trex_core.adapters.broker.kis import KISBroker
|
|
from trex_core.application.portfolio import BrokerCredentialPayload
|
|
|
|
broker = KISBroker(
|
|
"old-account",
|
|
app_key="old-key",
|
|
app_secret="old-secret",
|
|
base_url="https://openapivts.koreainvestment.com:29443",
|
|
allow_live=False,
|
|
)
|
|
# Simulate a cached token
|
|
broker._token = "old-token"
|
|
|
|
new_cred = BrokerCredentialPayload(
|
|
account_ref="new-account-01234567-01",
|
|
app_key="new-app-key",
|
|
app_secret="new-app-secret",
|
|
credential_version=2,
|
|
)
|
|
broker.reinitialize(new_cred)
|
|
|
|
assert broker._account_ref == "new-account-01234567-01"
|
|
assert broker._app_key == "new-app-key"
|
|
assert broker._app_secret == "new-app-secret"
|
|
# L1 token should be cleared
|
|
assert broker._token is None
|
|
|
|
|
|
def test_kis_broker_reinitialize_preserves_base_url_and_flags():
|
|
"""REQ-115 AC-1: reinitialize()가 base_url/allow_live/_mock를 보존함."""
|
|
from trex_core.adapters.broker.kis import KISBroker
|
|
from trex_core.application.portfolio import BrokerCredentialPayload
|
|
|
|
broker = KISBroker(
|
|
"old-account",
|
|
app_key="old-key",
|
|
app_secret="old-secret",
|
|
base_url="https://openapivts.koreainvestment.com:29443",
|
|
allow_live=False,
|
|
)
|
|
original_base_url = broker._base_url
|
|
original_mock = broker._mock
|
|
original_timeout = broker._timeout
|
|
|
|
new_cred = BrokerCredentialPayload(
|
|
account_ref="new-account",
|
|
app_key="new-key",
|
|
app_secret="new-secret",
|
|
)
|
|
broker.reinitialize(new_cred)
|
|
|
|
assert broker._base_url == original_base_url
|
|
assert broker._mock == original_mock
|
|
assert broker._timeout == original_timeout
|
|
|
|
|
|
# ---------------------------------------------------------------------------
|
|
# BAT-054: daemon.py _build_kis_reinit_callback 단위 테스트
|
|
# ---------------------------------------------------------------------------
|
|
|
|
def test_build_kis_reinit_callback_returns_none_for_paper():
|
|
"""REQ-113 AC-2: broker=paper이면 callback=None."""
|
|
from trex_core.adapters.broker.paper import PaperBroker as PB
|
|
from trex_core.runtime.config import DaemonConfig
|
|
from trex_core.runtime.daemon import _build_kis_reinit_callback
|
|
|
|
# minimal config: paper broker, credential_fetch_enabled=True
|
|
cfg = DaemonConfig(dsn="x", broker="paper", execution_interval_sec=1.0,
|
|
credential_fetch_enabled=True)
|
|
result = _build_kis_reinit_callback(cfg, PB())
|
|
assert result is None
|
|
|
|
|
|
def test_build_kis_reinit_callback_returns_none_when_disabled():
|
|
"""REQ-113 AC-1: credential_fetch_enabled=False이면 callback=None."""
|
|
from trex_core.adapters.broker.paper import PaperBroker as PB
|
|
from trex_core.runtime.config import DaemonConfig
|
|
from trex_core.runtime.daemon import _build_kis_reinit_callback
|
|
|
|
cfg = DaemonConfig(dsn="x", broker="kis", execution_interval_sec=1.0,
|
|
credential_fetch_enabled=False)
|
|
result = _build_kis_reinit_callback(cfg, PB())
|
|
assert result is None
|
|
|
|
|
|
def test_build_kis_reinit_callback_returns_callable_for_kis():
|
|
"""REQ-113 AC-2 / REQ-115 AC-1: broker=kis + fetch enabled → callable 반환 + 실제 reinitialize 호출됨."""
|
|
from trex_core.adapters.broker.kis import KISBroker
|
|
from trex_core.application.portfolio import BrokerCredentialPayload
|
|
from trex_core.runtime.config import DaemonConfig
|
|
from trex_core.runtime.daemon import _build_kis_reinit_callback
|
|
|
|
cfg = DaemonConfig(dsn="x", broker="kis", execution_interval_sec=1.0,
|
|
credential_fetch_enabled=True)
|
|
broker = KISBroker(
|
|
"acct",
|
|
app_key="k",
|
|
app_secret="s",
|
|
base_url="https://openapivts.koreainvestment.com:29443",
|
|
allow_live=False,
|
|
)
|
|
result = _build_kis_reinit_callback(cfg, broker)
|
|
assert callable(result)
|
|
# verify calling the callback actually updates the broker
|
|
new_cred = BrokerCredentialPayload(
|
|
account_ref="new-acct",
|
|
app_key="new-k",
|
|
app_secret="new-s",
|
|
)
|
|
result(new_cred)
|
|
assert broker._account_ref == "new-acct"
|
|
assert broker._app_key == "new-k"
|
|
|
|
|
|
def test_balance_worker_health_isolated_backoff_and_recovery():
|
|
from trex_core.application.broker_port import BalanceItem, BrokerBalanceError
|
|
from trex_core.domain.slot import SlotService
|
|
from trex_core.domain.slot.in_memory_repository import InMemorySlotRepository
|
|
|
|
class SequencedBroker(PaperBroker):
|
|
def __init__(self):
|
|
super().__init__()
|
|
self.steps = []
|
|
|
|
def get_balance(self):
|
|
if not self.steps:
|
|
return []
|
|
step = self.steps.pop(0)
|
|
if isinstance(step, Exception):
|
|
raise step
|
|
return step
|
|
|
|
now = {"t": datetime(2026, 9, 12, 0, 0, tzinfo=timezone.utc)}
|
|
read = _make_stub()
|
|
store = SnapshotStore()
|
|
slot_repo = InMemorySlotRepository()
|
|
slot_service = SlotService(slot_repo, instance_key="default")
|
|
slot_repo.reconcile_universe("default", {"pf-X": "X"})
|
|
broker = SequencedBroker()
|
|
sched = SnapshotScheduler(
|
|
read_port=read,
|
|
store=store,
|
|
broker=broker,
|
|
slot_repo=slot_repo,
|
|
slot_service=slot_service,
|
|
clock=lambda: now["t"],
|
|
)
|
|
|
|
broker.steps = [BrokerBalanceError("http_5xx"), [BalanceItem("X", 0)]]
|
|
assert sched.run_once() is True
|
|
state = sched.balance_worker_health(stale_after_sec=86_400)
|
|
assert state["position_reconciliation"]["state"] == "unavailable"
|
|
assert state["position_reconciliation"]["failure_code"] == "http_5xx"
|
|
assert state["position_reconciliation"]["consecutive_failures"] == 1
|
|
assert state["core_holding_reconciliation"]["state"] == "ok"
|
|
|
|
broker.steps = [[BalanceItem("X", 0)]]
|
|
assert sched.run_once() is True
|
|
assert broker.steps == [] # position worker stayed in backoff, core worker still ran
|
|
state = sched.balance_worker_health(stale_after_sec=86_400)
|
|
assert state["position_reconciliation"]["consecutive_failures"] == 1
|
|
assert state["core_holding_reconciliation"]["state"] == "ok"
|
|
|
|
now["t"] += timedelta(seconds=16)
|
|
broker.steps = [[BalanceItem("X", 0)], [BalanceItem("X", 0)]]
|
|
assert sched.run_once() is True
|
|
state = sched.balance_worker_health(stale_after_sec=86_400)
|
|
assert state["position_reconciliation"]["state"] == "ok"
|
|
assert state["position_reconciliation"]["consecutive_failures"] == 0
|
|
|
|
|
|
def test_maybe_tick_retries_due_worker_without_daily_refresh():
|
|
from trex_core.application.broker_port import BalanceItem, BrokerBalanceError
|
|
from trex_core.domain.slot import SlotService
|
|
from trex_core.domain.slot.in_memory_repository import InMemorySlotRepository
|
|
|
|
class CountingRead:
|
|
def __init__(self):
|
|
self.calls = 0
|
|
|
|
def whoami(self):
|
|
return "d-1"
|
|
|
|
def get_portfolios(self, _daemon_id):
|
|
self.calls += 1
|
|
return [PortfolioItem(portfolio_id="pf-X", symbol="X", cash_balance=100, asset_quantity=0)]
|
|
|
|
class SequenceBroker:
|
|
def __init__(self, steps):
|
|
self.steps = list(steps)
|
|
self.calls = 0
|
|
|
|
def get_balance(self):
|
|
self.calls += 1
|
|
step = self.steps.pop(0)
|
|
if isinstance(step, Exception):
|
|
raise step
|
|
return step
|
|
|
|
now = {"t": datetime(2026, 9, 12, 0, 0, tzinfo=UTC)}
|
|
read = CountingRead()
|
|
position_broker = SequenceBroker(
|
|
[BrokerBalanceError("http_5xx"), [BalanceItem("X", 0)]]
|
|
)
|
|
core_broker = SequenceBroker([[BalanceItem("X", 0)]])
|
|
store = SnapshotStore()
|
|
slot_repo = InMemorySlotRepository()
|
|
slot_service = SlotService(slot_repo, instance_key="default")
|
|
slot_repo.reconcile_universe("default", {"pf-X": "X"})
|
|
|
|
sched = SnapshotScheduler(
|
|
read_port=read,
|
|
store=store,
|
|
broker=position_broker,
|
|
core_holdings_broker=core_broker,
|
|
slot_repo=slot_repo,
|
|
slot_service=slot_service,
|
|
schedule_kst=datetime(2026, 9, 12, 23, 59).time(),
|
|
clock=lambda: now["t"],
|
|
)
|
|
|
|
assert sched.run_once() is True
|
|
assert read.calls == 1
|
|
assert position_broker.calls == 1
|
|
assert core_broker.calls == 1
|
|
|
|
now["t"] += timedelta(seconds=10)
|
|
sched._maybe_tick()
|
|
assert read.calls == 1
|
|
assert position_broker.calls == 1 # backoff window still active
|
|
assert core_broker.calls == 1 # no pending core failure, so no retry call
|
|
|
|
now["t"] += timedelta(seconds=6)
|
|
sched._maybe_tick()
|
|
assert read.calls == 1
|
|
assert position_broker.calls == 2 # due retry fired without daily snapshot refresh
|
|
health = sched.balance_worker_health(stale_after_sec=86_400)
|
|
assert health["position_reconciliation"]["state"] == "ok"
|
|
assert health["position_reconciliation"]["consecutive_failures"] == 0
|
|
assert health["core_holding_reconciliation"]["state"] == "ok"
|
|
|
|
|
|
def test_maybe_tick_daily_pass_does_not_duplicate_due_worker_retry():
|
|
from trex_core.application.broker_port import BalanceItem, BrokerBalanceError
|
|
|
|
class SequenceBroker(PaperBroker):
|
|
def __init__(self):
|
|
super().__init__()
|
|
self.steps = [BrokerBalanceError("http_5xx"), [BalanceItem("X", 0)]]
|
|
self.calls = 0
|
|
|
|
def get_balance(self):
|
|
self.calls += 1
|
|
step = self.steps.pop(0)
|
|
if isinstance(step, Exception):
|
|
raise step
|
|
return step
|
|
|
|
now = {"t": datetime(2026, 9, 12, 0, 0, tzinfo=UTC)}
|
|
broker = SequenceBroker()
|
|
sched = SnapshotScheduler(
|
|
read_port=_make_stub(),
|
|
store=SnapshotStore(),
|
|
broker=broker,
|
|
schedule_kst=datetime(2026, 9, 12, 0, 0).time(),
|
|
clock=lambda: now["t"],
|
|
)
|
|
|
|
assert sched.run_once() is True
|
|
assert broker.calls == 1
|
|
|
|
# On the next day's scheduled tick, both the daily pass and the failed
|
|
# worker retry are due. The daily pass must satisfy both with one read.
|
|
now["t"] += timedelta(days=1)
|
|
sched._maybe_tick()
|
|
|
|
assert broker.calls == 2
|
|
assert broker.steps == []
|
|
state = sched.balance_worker_health(stale_after_sec=86_400)
|
|
assert state["position_reconciliation"]["state"] == "ok"
|
|
|
|
|
|
def test_run_forever_retries_due_worker_on_production_loop_path():
|
|
from trex_core.application.broker_port import BalanceItem, BrokerBalanceError
|
|
|
|
class LoopRead:
|
|
def __init__(self):
|
|
self.calls = 0
|
|
|
|
def whoami(self):
|
|
return "d-1"
|
|
|
|
def get_portfolios(self, _daemon_id):
|
|
self.calls += 1
|
|
return [PortfolioItem(portfolio_id="pf-X", symbol="X", cash_balance=100, asset_quantity=0)]
|
|
|
|
class SequenceBroker:
|
|
def __init__(self, steps):
|
|
self.steps = list(steps)
|
|
self.calls = 0
|
|
|
|
def get_balance(self):
|
|
self.calls += 1
|
|
step = self.steps.pop(0)
|
|
if isinstance(step, Exception):
|
|
raise step
|
|
return step
|
|
|
|
class StopAfter:
|
|
def __init__(self, waits: int, tick):
|
|
self._waits = waits
|
|
self._tick = tick
|
|
self._count = 0
|
|
|
|
def wait(self, _sec: float):
|
|
if self._count >= self._waits:
|
|
return True
|
|
self._tick(self._count)
|
|
self._count += 1
|
|
return False
|
|
|
|
now = {"t": datetime(2026, 9, 12, 0, 0, tzinfo=UTC)}
|
|
read = LoopRead()
|
|
position_broker = SequenceBroker(
|
|
[BrokerBalanceError("http_5xx"), [BalanceItem("X", 0)]]
|
|
)
|
|
sched = SnapshotScheduler(
|
|
read_port=read,
|
|
store=SnapshotStore(),
|
|
broker=position_broker,
|
|
schedule_kst=datetime(2026, 9, 12, 23, 59).time(),
|
|
clock=lambda: now["t"],
|
|
)
|
|
stop = StopAfter(
|
|
waits=3,
|
|
tick=lambda i: now.__setitem__("t", now["t"] + timedelta(seconds=(10 if i == 0 else 6))),
|
|
)
|
|
|
|
sched.run_forever(stop, tick_sec=1.0)
|
|
|
|
# Boot refresh once + no extra daily refresh, but one due retry after backoff deadline.
|
|
assert read.calls == 1
|
|
assert position_broker.calls == 2
|
|
state = sched.balance_worker_health(stale_after_sec=86_400)
|
|
assert state["position_reconciliation"]["state"] == "ok"
|
|
assert state["position_reconciliation"]["consecutive_failures"] == 0
|
|
|
|
|
|
@pytest.mark.parametrize(
|
|
"error_code",
|
|
[
|
|
"timeout",
|
|
"http_5xx",
|
|
"authentication_failed",
|
|
"token_issuance_failed",
|
|
"malformed_response",
|
|
],
|
|
ids=["timeout", "http_5xx", "auth", "token", "pagination_middle_malformed"],
|
|
)
|
|
def test_position_worker_classification_matrix_is_fail_closed(error_code):
|
|
from trex_core.application.broker_port import BrokerBalanceError
|
|
from trex_core.domain.slot import SlotService
|
|
from trex_core.domain.slot.in_memory_repository import InMemorySlotRepository
|
|
|
|
class ReadOnce:
|
|
def whoami(self):
|
|
return "d-1"
|
|
|
|
def get_portfolios(self, _daemon_id):
|
|
return [PortfolioItem(portfolio_id="pf-X", symbol="X", cash_balance=100, asset_quantity=1)]
|
|
|
|
class RaiseOrListBroker:
|
|
def __init__(self, failure: str | None):
|
|
self.failure = failure
|
|
|
|
def get_balance(self):
|
|
if self.failure is not None:
|
|
raise BrokerBalanceError(self.failure)
|
|
return []
|
|
|
|
store = SnapshotStore()
|
|
slot_repo = InMemorySlotRepository()
|
|
slot_service = SlotService(slot_repo, instance_key="default")
|
|
slot_repo.reconcile_universe("default", {"pf-X": "X"})
|
|
store.swap([PortfolioItem(portfolio_id="pf-X", symbol="X", cash_balance=100, asset_quantity=1)])
|
|
store.set_warning("pf-X", True)
|
|
sched = SnapshotScheduler(
|
|
read_port=ReadOnce(),
|
|
store=store,
|
|
broker=RaiseOrListBroker(error_code),
|
|
core_holdings_broker=RaiseOrListBroker(None),
|
|
slot_repo=slot_repo,
|
|
slot_service=slot_service,
|
|
)
|
|
|
|
assert sched.run_once() is True
|
|
health = sched.balance_worker_health(stale_after_sec=86_400)
|
|
assert health["position_reconciliation"]["state"] == "unavailable"
|
|
assert health["position_reconciliation"]["failure_code"] == error_code
|
|
assert health["position_reconciliation"]["consecutive_failures"] == 1
|
|
assert health["core_holding_reconciliation"]["state"] == "ok"
|
|
# fail-closed on failure: warning clear path did not run.
|
|
assert store.get("pf-X").warning is True
|
|
|
|
|
|
def test_position_worker_validated_empty_success_does_not_create_failure_state():
|
|
from trex_core.domain.slot import SlotService
|
|
from trex_core.domain.slot.in_memory_repository import InMemorySlotRepository
|
|
|
|
class ReadOnce:
|
|
def whoami(self):
|
|
return "d-1"
|
|
|
|
def get_portfolios(self, _daemon_id):
|
|
return [PortfolioItem(portfolio_id="pf-X", symbol="X", cash_balance=100, asset_quantity=0)]
|
|
|
|
class EmptyBalanceBroker:
|
|
def get_balance(self):
|
|
return []
|
|
|
|
store = SnapshotStore()
|
|
slot_repo = InMemorySlotRepository()
|
|
slot_service = SlotService(slot_repo, instance_key="default")
|
|
slot_repo.reconcile_universe("default", {"pf-X": "X"})
|
|
sched = SnapshotScheduler(
|
|
read_port=ReadOnce(),
|
|
store=store,
|
|
broker=EmptyBalanceBroker(),
|
|
core_holdings_broker=EmptyBalanceBroker(),
|
|
slot_repo=slot_repo,
|
|
slot_service=slot_service,
|
|
)
|
|
|
|
assert sched.run_once() is True
|
|
health = sched.balance_worker_health(stale_after_sec=86_400)
|
|
assert health["position_reconciliation"]["state"] == "ok"
|
|
assert health["position_reconciliation"]["consecutive_failures"] == 0
|
|
assert health["position_reconciliation"]["failure_code"] is None
|
|
|
|
|
|
@pytest.mark.parametrize(
|
|
"error_code",
|
|
[
|
|
"timeout",
|
|
"http_5xx",
|
|
"authentication_failed",
|
|
"token_issuance_failed",
|
|
"malformed_response",
|
|
],
|
|
ids=["timeout", "http_5xx", "auth", "token", "pagination_middle_malformed"],
|
|
)
|
|
def test_core_worker_classification_matrix_is_fail_closed(error_code):
|
|
from trex_core.application.broker_port import BrokerBalanceError
|
|
from trex_core.domain.slot import SlotService, SlotState
|
|
from trex_core.domain.slot.in_memory_repository import InMemorySlotRepository
|
|
|
|
class ReadOnce:
|
|
def whoami(self):
|
|
return "d-1"
|
|
|
|
def get_portfolios(self, _daemon_id):
|
|
return [PortfolioItem(portfolio_id="pf-X", symbol="X", cash_balance=100, asset_quantity=0)]
|
|
|
|
class EmptyBalanceBroker:
|
|
def get_balance(self):
|
|
return []
|
|
|
|
class ErrorBroker:
|
|
def __init__(self, failure: str):
|
|
self.failure = failure
|
|
|
|
def get_balance(self):
|
|
raise BrokerBalanceError(self.failure)
|
|
|
|
slot_repo = InMemorySlotRepository()
|
|
slot_service = SlotService(slot_repo, instance_key="default")
|
|
slot_repo.reconcile_universe("default", {"pf-X": "X"})
|
|
slot = slot_repo.find_slot_by_portfolio("default", "pf-X")
|
|
pending = slot_service.transit_slot(
|
|
slot.slot_id,
|
|
SlotState.INACTIVE,
|
|
SlotState.PENDING_BUY,
|
|
reason="buy",
|
|
actor="test",
|
|
symbol="X",
|
|
)
|
|
slot_service.transit_slot(
|
|
pending.slot_id,
|
|
SlotState.PENDING_BUY,
|
|
SlotState.HOLDING,
|
|
reason="filled",
|
|
actor="test",
|
|
avg_price=100.0,
|
|
qty=1.0,
|
|
)
|
|
before = slot_repo.fetch_slot(slot.slot_id)
|
|
sched = SnapshotScheduler(
|
|
read_port=ReadOnce(),
|
|
store=SnapshotStore(),
|
|
broker=EmptyBalanceBroker(),
|
|
core_holdings_broker=ErrorBroker(error_code),
|
|
slot_repo=slot_repo,
|
|
slot_service=slot_service,
|
|
)
|
|
|
|
assert sched.run_once() is True
|
|
health = sched.balance_worker_health(stale_after_sec=86_400)
|
|
assert health["position_reconciliation"]["state"] == "ok"
|
|
assert health["core_holding_reconciliation"]["state"] == "unavailable"
|
|
assert health["core_holding_reconciliation"]["failure_code"] == error_code
|
|
assert health["core_holding_reconciliation"]["consecutive_failures"] == 1
|
|
# fail-closed on failure: no slot mutation on this failed core reconcile.
|
|
after = slot_repo.fetch_slot(slot.slot_id)
|
|
assert after.status is before.status
|
|
assert after.qty == before.qty
|