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trex-core/docs/srs/Documentation/req-015_broker-execution-baseline-alignment.md
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genichinandClaude Opus 4.8 97d58318db Deliver BAT-004: broker execution + KIS adapter + durable handoff 
Implement REQ-011~015 (dcy-003): the order-execution layer on top of the
BAT-002 slot-core daemon, connecting intents to real orders.
- application: BrokerPort (submit/poll_fill/cancel) + ExecutionService
  (claim -> submit -> poll -> transition -> rollback -> reconcile)
- adapters/broker: PaperBroker (deterministic async double) and KISBroker
  (KIS Open API: token, order-cash, inquire-daily-ccld, cancel; VTS sandbox
  tr_ids; live account gated behind allow_live)
- persistence: option-A execution queue (find_pending_for_dispatch FOR
  UPDATE SKIP LOCKED, mark_dispatched idempotency guard, clear_dispatch)
- runtime: background execution loop in the daemon lifespan + startup
  reconcile; config selects paper|kis

Verification (real KIS VTS 모의투자 + PostgreSQL): 92 passed, ruff clean,
domain import sweep shows zero broker/web/db deps, buy->holding /
sell->closed / reject->idle, idempotent dispatch (exactly one order),
reconcile after crash creates no duplicate order, KIS sandbox token+submit
round-trip, and a daemon E2E through the background loop. Align the four
baseline docs. BAT-004 -> release-candidate; REQ-011~015 -> Implemented.

KIS live-account go-live, partial-fill accrual, option-B outbox, connection
pooling, and the safety floor remain deferred to follow-up Discoveries.

Co-Authored-By: Claude Opus 4.8 (1M context) <noreply@anthropic.com>
2026-06-04 17:46:17 +09:00

4.0 KiB
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req-015: 브로커/집행 baseline 문서 정합

  • Status: Implemented
  • Type: Documentation
  • Priority: Medium
  • Owner: project maintainers

Intent

  • 브로커 세션·주문 집행·체결·reconciliation 레이어가 추가된 뒤 baseline 문서를 실제 구조/흐름/계약과 일치시킨다.

Requirement

  • docs/runtime-flows.md(집행 루프·체결·reconciliation 흐름), docs/project-structure.md(broker adapter·execution 레이어), docs/interface-contract.md(BrokerPort 경계·KIS), docs/data-model.md(broker_order_id 를 실행큐/멱등 가드로 쓰는 의미)를 갱신한다.

Acceptance Criteria

  1. Given 집행 구현 완료, When runtime-flows 확인, Then 집행 루프(claim→송신→poll→전이)·reconciliation 흐름이 실제와 일치한다.
  2. Given project-structure 확인, Then broker adapter(paper/KIS)·execution 레이어가 반영된다.
  3. Given interface-contract/data-model 확인, Then BrokerPort 경계와 broker_order_id 의 실행큐/멱등 역할이 반영된다.

Impacted Area

  • Docs: docs/runtime-flows.md, docs/project-structure.md, docs/interface-contract.md, docs/data-model.md
  • Modules: 없음
  • Tests: 없음

Notes

  • dcy-003 FR-6. REQ-011~014 구현 완료 후 수행(순서 의존).
  • 출처: dcy-003 FR-6.

Change Log

CHG-20260604-01

  • Date: 2026-06-04
  • Author: Justin Ko

Change Summary

  • dcy-003 FR-6 로부터 최초 생성(Proposed).

Intent

  • 브로커/집행 baseline 정합 요구사항을 backlog 로 정규화.

Acceptance Criteria Delta

  • Added:
    • runtime-flows, project-structure, interface-contract/data-model 정합 3개 기준
  • Updated:
    • 없음
  • Removed:
    • 없음

Impacted Area Delta

  • Docs:
    • docs/runtime-flows.md, docs/project-structure.md, docs/interface-contract.md, docs/data-model.md
  • Modules:
    • 없음
  • Tests:
    • 없음

Delivery Trace Delta

  • Batches:
    • none
  • Releases:
    • none

Revalidation Impact

  • Reverification Needed: no
  • Existing Implementation Invalidated: no
  • Status Recommendation: keep-current
  • Follow-up Action: REQ-011~014 구현 후 batch verification 단계에서 수행

Validation Plan

  • baseline 문서와 실제 구현(레이어/흐름/계약) 대조로 검증.

CHG-20260604-02

  • Date: 2026-06-04
  • Author: Justin Ko

Change Summary

  • Status Proposed → Approved (confirm-req).

Intent

  • 승인 게이트(필수 필드·구체 AC·blocker 없음) 충족, source dcy-003(confirmed, handoff 승인)와 모순 없음 확인.

Acceptance Criteria Delta

  • Added:
    • 없음
  • Updated:
    • 없음
  • Removed:
    • 없음

Impacted Area Delta

  • Docs:
    • docs/srs/index.md (Register 상태 Approved)
  • Modules:
    • 없음
  • Tests:
    • 없음

Delivery Trace Delta

  • Batches:
    • none (batch 편성 전)
  • Releases:
    • none

Revalidation Impact

  • Reverification Needed: no
  • Existing Implementation Invalidated: no
  • Status Recommendation: keep-current
  • Follow-up Action: suggest-batch-reqs / draft-batch 로 delivery batch 편성

Validation Plan

  • 승인 후 batch planning 에서 본 REQ 의 Acceptance Criteria 를 검증 기준으로 사용.

CHG-20260604-03

  • Date: 2026-06-04
  • Author: Justin Ko

Change Summary

  • Status Approved → Implemented (confirm-req-implemented, 근거 batch BAT-004 release-candidate).

Intent

  • BAT-004 verification.md 의 acceptance mapping + evidence(pytest 92 pass / 도메인 순수성 / 데몬 E2E / KIS VTS 모의투자 round-trip)로 AC 충족 → 구현 완료 동기화.

Acceptance Criteria Delta

  • Added:
    • 없음
  • Updated:
    • 없음
  • Removed:
    • 없음

Impacted Area Delta

  • Docs:
    • docs/srs/index.md (Register Implemented)
  • Modules:
    • 없음
  • Tests:
    • 없음

Delivery Trace Delta

  • Batches:
    • BAT-004 (release-candidate)
  • Releases:
    • none

Revalidation Impact

  • Reverification Needed: no
  • Existing Implementation Invalidated: no
  • Status Recommendation: keep-current
  • Follow-up Action: draft-release 로 release 편성(BAT-001~004)

Validation Plan

  • BAT-004 verification evidence 재참조로 충분.
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